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Download Account Opening Documents
 

Required Documents for Opening Individual or Joint Cash Account 

   1. Account Opening Form (Individual / Joint) Download Form | Download Agreement
   2. Risk Profile Questionnaire Download Form
   3. US W8BEN Form - Individual Download Form

Required Documents for Opening Individual or Joint Margin Account 

   1. Account Opening Form (Individual / Joint) Download Form Download Agreement
   2. Risk Profile Questionnaire Download Form
   3. US W8BEN Form - Individual Download Form
   4. Margin Facility Agreement Download Form

Required Documents for Opening Corporate Cash Account

   1. Corporate Account opening form 開戶表格 - 公司

Download Form
   2. Client Investment Questionnaire (Corporate)  客戶風險問卷 (公司) Download Form
   3. Self-Certification Form (Entity) 自我證明表格-實體 Download Form 
   4. Self-Certification Form (Controlling Person) 自我證明表格-控權人 Download Form 
   5. Deed of Guarantee and Indemnity 擔保及彌償保證契據 Download Form 
   6. Letter of Authorization  (Cash Account Only) 客 戶 授 權 函 表 格 (證券現金帳戶專用) Download Form
   7. Corporate W8BENE Form  公司客戶 W8BEN-E 表格 Download Form
   8. MSCL Terms and Conditions English Download Form
   9. ASSESSMENT OF MONEY LAUNDERING RISK FOR CORPORATE CLIENT ENG Download Form 
 10. Hong Kong Investor Identification Regime Download Form 

 

Required Documents for Opening Corporate Margin Account

   1. Corporate Account opening form 開戶表格 - 公司

Download Form 
   2. Client Investment Questionnaire (Corporate)  客戶風險問卷 (公司) Download Form 
   3. Self-Certification Form (Entity) 自我證明表格-實體 Download Form 
   4. Self-Certification Form (Controlling Person) 自我證明表格-控權人 Download Form 
   5. Deed of Guarantee and Indemnity 擔保及彌償保證契據 Download Form 
   6. Letter of Authorization  (Cash Account Only) 客 戶 授 權 函 表 格 (保證金帳戶專用) Download Form
   7. Corporate W8BENE Form  公司客戶 W8BEN-E 表格 Download Form
   8. Margin Facility Agreement 保證金融資協議書 Download Form 
   9. MSCL Terms and Conditions English Download Form
  10. ASSESSMENT OF MONEY LAUNDERING RISK FOR CORPORATE CLIENT ENG Download Form 
  11. Hong Kong Investor Identification Regime Download Form 

 

Required Documents for Opening China Connect

   1. Special Risk Confirmations for Northbound Trading

Download Form | 
   2. Confirmation Forms regarding Investor Identification regime for Northbound Trading Download Form | 

 

Additional Securities Account Form

Applicable to the existing client for opening Margin Account/ China Connect/ US Stock Account

Download Form

 

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